Scientific Opinion on the substantiation of health claims related to plant  
sterols and plant stanols and maintenance of normal blood cholesterol  
concentrations (ID 549, 550, 567, 713, 1234, 1235, 1466, 1634, 1984, 2909,  
3140), and maintenance of normal prostate size and normal urination  
(ID 714, 1467, 1635) pursuant to Article 13(1) of Regulation (EC) No  
1924/2006[sup]1[/sup]  
EFSA Panel on Dietetic Products, Nutrition and Allergies (NDA)2, 3  
European Food Safety Authority (EFSA), Parma, Italy  
Słowa kluczowe:
Plant sterols
 
blood cholesterol concentrations
 
health claims
 
plant stanols
 
prostate size
 
urination
 
	
	1. Charakterystyka żywności / składnika
	
        
		The food constituent that is the subject of the health claims is plant sterols and plant stanols.
In the context of this opinion, the term plant sterols (present as free sterols or esterified) refers  specifically to plant sterols from natural sources with a composition as specified in the Commission  Decisions authorising the placing on the market of food products with added plant sterols under  Regulation (EC) No 258/976. The term “plant stanol ester” refers to a blend of the plant stanols  sitostanol and campestanol, which are obtained from the reduction of plant sterols from food grade  plant oils (mainly soybean oil) or tall oil or blends thereof.
The Panel notes that claims ID 1234 and 1235 refer to polyphenols present or extracted from  Maritime Pine (Pinus pinaster Aiton). However, the only reference cited in the list referring to  procyanidins (a type of polyphenol) from French maritime pine bark was not accessible to the Panel  after having made every reasonable effort to retrieve it (Assouad and Piriou, 2007), and no references  on the effects of polyphenols present or extracted from Maritime Pine on blood lipids or any other  health outcome were provided.
The Panel considers that the food constituent, plant sterols and plant stanols, that is the subject of the  health claims, is sufficiently characterised.
		
	
	
    
	
	
		
 
	
	2. Znaczenie oświadczenia dla zdrowia człowieka
	
        
		
		
	
	
    
	
	
		
			
2.1. Utrzymanie prawidłowego stężenia cholesterolu we krwi (ID 549, 550, 567, 713, 1234,  1235, 1466, 1634, 1984, 2909, 3140)
	
	
			The claimed effects are “cholesterol”, “cholesterol levels”, “cholesterol metabolism”, “heart health  and artery health because of LDL cholesterol maintenance”, “cardiovascular system”, “cholesterol  metabolism”, “effet sur le taux de cholestérol sanguin”, “heart health” and “helps to keep normal  cholesterol level”. The Panel assumes that the target population is adults.
In the context of the proposed wordings, the Panel notes that the claimed effects refer to the  maintenance of normal blood cholesterol concentrations.
Low-density lipoproteins (LDL) carry cholesterol from the liver to peripheral tissues, including the  arteries. Elevated LDL-cholesterol, by convention >160 mg/dL (>4,14 mmol/L), may compromise the  normal structure and function of the arteries. High-density lipoproteins (HDL) act as cholesterol  scavengers and are involved in the reverse transport of cholesterol in the body (from peripheral tissues  back to the liver).
The Panel considers that maintenance of normal blood cholesterol concentrations is a beneficial  physiological effect.
	
    
			
	
		
			
2.2. Utrzymanie prawidłowej wielkość prostaty i możliwości oddawania moczu (ID 714, 1467, 1635)
	
	
			The claimed effects are “prostate health” and “kidney and prostate health”. The Panel assumes that  the target population is adult males.
In the context of the proposed wordings, the references submitted and the clarifications provided by  Member States, the Panel assumes that the claimed effects refer to the maintenance of a normal  prostate size and normal urination.
An increase in size of the prostate (i.e. benign prostatic hyperplasia) is common in middle-aged and  elderly men and may lead to abnormal storage and voiding of urine, which is characterised by a  decrease in the peak urinary flow rate and by an increase in the residual urinary volume. Prostate size  and urinary flow as well as storage (increase in urinary frequency, urgency, incontinence and  nocturia) and voiding (weak urinary stream, hesitancy, intermittency, straining to void and dribbling)  symptoms can be measured by established methods.
The Panel considers that maintenance of normal prostate size and normal urination is a beneficial  physiological effect.
	
    
			
	
		
 
	
	3. Naukowe uzasadnienia wpływu na zdrowie człowieka - 
	
        
		
		
	
	
    
	
	
		
			
3.1. Utrzymanie prawidłowego stężenia cholesterolu we krwi (ID 549, 550, 567, 713, 1234,  1235, 1466, 1634, 1984, 2909, 3140)
	
	
			In the context of the procedure for the authorisation of health claims, EFSA has issued two opinions  on applications for plant sterols (EFSA, 2008a) and plant stanol esters (EFSA, 2008b) pursuant to  Article 14 of Regulation (EC) No 1924/2006. EFSA has also issued a general opinion regarding the  conditions of use for health claims under Article 14 of Regulation (EC) No 1924/2006 in relation to  the consumption of plant sterols and stanols and the reduction of LDL-cholesterol concentrations as a  risk factor for coronary heart disease (EFSA, 2009).
The NDA Panel concluded that a clinically significant LDL-cholesterol lowering effect of between  7 % and 10.5 % could be expected by a daily intake of 1.5 - 2.4 g of plant sterols/plant stanols in an  appropriate food matrix (e.g. margarine-type spreads, mayonnaise, salad dressings, and dairy products  such as milk, yoghurts and cheese) (EFSA, 2009). The Panel also considered that the source of the  sterols (vegetable or tall oil), the actual ratio between the most abundant sitosterol and campesterol  and the source of fatty acids (butter or vegetable oil) do not have a relevant impact on the size of the  blood LDL-cholesterol lowering effect (EFSA, 2008a, b), and that the efficacy in lowering LDL- cholesterol is similar for plant sterols and stanols in the intake range of 1.5 - 2.4 g per day (Katan et  al., 2003; Demonty et al., 2009; EFSA, 2009).
In the most recent meta-analysis on the LDL-cholesterol lowering effects of plant sterols/stanols,  84 clinical trials were included (Demonty et al., 2009). In nine of the studies, daily doses of 0.80-1.0 g  had been used. In seven of these studies a statistically significant reduction of LDL-cholesterol  concentrations (range -0.19 to -0.33 mmol/L) was found (Beer et al., 2001; Hendriks et al., 1999;  Hironaka et al., 2006; Niittynen et al., 2007; Sierksma et al., 1999; Ishizaki T, 2003; Vanhanen,  1994). In one study (Matsuoka et al., 2004) no effect was found with free sterols, and in the study by  Miettinen and Vanhanen (1994) the reduction in LDL-cholesterol of 0.26 mmol/L was not statistically  significant. Plant sterols were used in seven studies, stanols in one study and in another study a  mixture of sterols and stanols was tested. The results of these studies indicate statistically significant  lowering of LDL-cholesterol concentrations by consuming moderate doses (0.8-1.0 g per day) of plant  sterols or stanols in subjects with normal or mildly elevated LDL-cholesterol concentrations. All but  one (Hironaka et al., 2006) of the studies mentioned above were conducted with plant sterols or  stanols added to foods such as margarine-type spreads, mayonnaise, and dairy products such as milk  and yoghurts including low-fat yoghurts (Demonty et al., 2009; EFSA, 2009).
The Panel concludes that a cause and effect relationship has been established between the  consumption of plant sterols and plant stanols and reduction of blood cholesterol concentrations.
	
    
			
	
		
			
3.2. Utrzymanie prawidłowej wielkość prostaty i możliwości oddawania moczu (ID 714, 1467, 1635)
	
	
			The references provided included narrative reviews, in vitro and animal studies on the mechanisms by  which phytochemicals (including plant sterols) could protect against prostate cancer, case control and  prospective cohort studies in humans on the relationship between the intake of various  phytochemicals (including plant sterols) and the incidence of prostate cancer, and narrative reviews  on the role of dietary factors other than plant sterols on prostate cancer risk. The Panel considers that  no conclusions can be drawn from these references for the scientific substantiation of the claim.
Two meta-analyses of randomised, placebo-controlled trials (Wilt et al., 1999, 2000) and two  randomised, placebo-controlled trials (Berges et al., 1995; Klippel et al., 1997) on the effects of  beta-sitosterols on prostate size, urinary flow and lower urinary tract symptoms (LUTS) in subjects  with benign prostatic hyperplasia (BPH) were provided, together with a publication reporting on the  follow-up of one of the studies (Berges et al., 2000). Both randomised controlled trials (Berges et al.,  1995; Klippel et al., 1997) have been considered in the meta-analyses, and both meta-analyses are by  the same authors and report on the same randomised controlled trials (Wilt et al., 1999, 2000).
In the meta-analyses by Wilt et al. (1999, 2000), four double-blinded randomised controlled trials  (RCTs) including 519 men with BPH were identified and met the inclusion criteria (Berges et al.,  1995; Fischer et al., 1993; Kadow and Abrams, 1986; Klippel et al., 1997). Three of the studies used  non-glucosidic beta-sistosterol mixtures (beta-sistosterol-beta-D-glucoside <5 %) from different plant
extracts at concentrations of 50 % (Berges et al., 1995) and  70 % (Fischer et al., 1993; Klippel et  al., 1997) and daily doses of 60 to 195 mg per day of beta-sitosterol. The Panel notes that beta- sitosterol has been proposed as the active constituent of certain plant preparations which have been  investigated in humans with respect to their effects on LUTS in BPH, and that a number of  mechanisms by which beta-sitosterol could exert the claimed effect in BPH tissues have been  investigated in vitro. However, only a small amount of beta-sitosterol is absorbed (<5 %) and no  evidence of a plausible mechanism by which it could exert a systemic effect in BPH has been  provided. The Panel also notes that the exact composition of the plant preparations used in these  studies has not been provided, and therefore the potential contribution of food constituents other than  beta-sitosterol to the claimed effect cannot be evaluated. The Panel considers that no conclusions can  be drawn from these studies (Berges et al., 1995; Fischer et al., 1993; Kippel et al., 1997) or the meta- analyses (Wilt et al., 1999, 2000) for the scientific substantiation of the claimed effect in relation to  plant sterols or beta-sitosterol.
The RCT by Kadow and Abrams (1986) was conducted in 62 males (mean age 67 years, age range  53-81 years) with symptomatic BPH using pure beta-sistosterol-beta-D-glucoside at a dose of 0.30 mg  per day as intervention for 24 weeks. Nine subjects dropped out after randomisation. No significant  differences between groups were observed with respect to prostate size, peak urinary flow rate  (Qmax) or post-void residual urine volume (PVR). Lower urinary tract symptom scores were not  assessed.
No evidence of a biologically plausible mechanism by which plant sterols and plant stanols could  exert the claimed effect has been provided.
In weighing the evidence, the Panel took into account that the only intervention study using pure  beta-sitosterol from which conclusions could be drawn found no effect on prostate size, peak urinary  flow rate (Qmax) or post-void residual urine volume (PVR) .
The Panel concludes that a cause and effect relationship has not been established between the  consumption of plant sterols and plant stanols and maintenance of normal prostate size and normal  urination.
	
    
			
	
		
 
	
	4. Uwagi do zaproponowanego brzmienia oświadczenia
	
        
		
		
	
	
    
	
	
		
			
4.1. Utrzymanie prawidłowego stężenia cholesterolu we krwi (ID 549, 550, 567, 713, 1234,  1235, 1466, 1634, 1984, 2909, 3140)
	
	
			The Panel considers that the following wording reflects the scientific evidence: “Plant sterols/stanols  contribute to the maintenance of normal blood cholesterol levels”.
	
    
			
	
		
 
	
	5. Warunki i możliwe ograniczenia stosowania oświadczenia
	
        
		
		
	
	
    
	
	
		
			
5.1. Utrzymanie prawidłowego stężenia cholesterolu we krwi (ID 549, 550, 567, 713, 1234,  1235, 1466, 1634, 1984, 2909, 3140)
	
	
			The Panel considers that in order to bear the claim, a food should provide at least 0.8 g per day of  plant sterols/stanols in one or more servings. These amounts can be reasonably achieved in the  context of a balanced diet. The target population is adults. The considerations regarding the food  matrix expressed by the Panel in a previous opinion (EFSA, 2009) in relation to the blood  LDL-cholesterol lowering effect of plant sterols and stanols also apply to the present opinion.
With respect to the specified conditions of use, it is suggested that the labelling provisions outlined in  Commission Regulation (EC) No 608/20047 shall continue to apply for products making the proposed  claim.
Food products containing plant sterols and/or plant stanols may not be nutritionally appropriate for  pregnant and breastfeeding women, and for children under the age of five years.
	
    
			
	
		
 
Wnioski
	
		On the basis of the data presented, the Panel concludes that:  
The food constituent, plant sterols and plant stanols, which is the subject of the health claims,  is sufficiently characterised.  
Maintenance of normal blood cholesterol concentrations (ID 549, 550, 567, 713, 1234, 1235,  
1466, 1634, 1984, 2909, 3140)  
The claimed effects are “cholesterol”, “cholesterol levels”, “cholesterol metabolism”, “heart  health and artery health because of LDL cholesterol maintenance”, “cardiovascular system”,  “cholesterol metabolism", “effet sur le taux de cholestérol sanguine”, “heart health” and  “helps to keep normal cholesterol level". The target population is assumed to be adults.  Maintenance of normal blood cholesterol concentrations is a beneficial physiological effect.  
A cause and effect relationship has been established between the consumption of plant sterols  and plant stanols and reduction of blood cholesterol concentrations.  
The following wording reflects the scientific evidence: “Plant sterols/stanols help to maintain  normal blood cholesterol levels”.   
In order to bear the claim, a food should provide at least 0.8 g per day of plant sterols/stanols  in one or more servings. These amounts can be reasonably achieved in the context of a  balanced diet. The target population is adults. The considerations regarding the food matrix  expressed by the Panel in a previous opinion in relation to the blood LDL-cholesterol  lowering effect of plant sterols and stanols also apply to the present opinion. With respect to  the specified conditions of use, it is suggested that the labelling provisions outlined in  Commission Regulation (EC) No 608/2004 shall continue to apply for products making the  proposed claim.  
Food products containing plant sterols and/or plant stanols may not be nutritionally  appropriate for pregnant and breastfeeding women, and for children under the age of five  years.  
Maintenance of normal prostate size and normal urination (ID 714, 1467, 1635)  
The claimed effects are “prostate health” and “kidney and prostate health”. The target  population is assumed to be adult males. In the context of the proposed wordings, the  references submitted and the clarifications provided by Member States, the Panel assumes  that the claimed effects refer to the maintenance of a normal prostate size and normal  urination. Maintenance of normal prostate size and normal urination is a beneficial  physiological effect.  
A cause and effect relationship has not been established between the consumption of plant  sterols and plant stanols and maintenance of normal prostate size and normal urination.